Managers‘ transactions

Obligations of notification and public disclosure of managers' transactions in financial instruments according to section 19 para. 1 of regulation (EU) no. 596/2014 on market abuse (MAR)

The members of the Board of Management and Supervisory Board of Deutsche Beteiligungs AG, as well as persons closely associated with them, shall notify Deutsche Beteiligungs AG and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments (in particular shares) of Deutsche Beteiligungs AG.

The obligation to notify applies to any subsequent transaction once an aggregate transaction volume of 20,000 euros* has been reached within a calendar year. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.

Relevant transactions have to be notified within three (3) working days of the transaction.

* This de minimis limit applies from 1 January 2020.

Notification and public disclosure of transactions by persons discharging managerial responsibilities pursuant to § 19 MAR (since 3.7.2016; until 2.7.2016 pursuant to § 16 WpHG)

StatusDate and place
of trading
First and
surname/Company
Security/
ISIN/WKN
Type of transactionNumberPrice in
euros
Total amount in eurosExplanation
Member of the Supervisory Board29.11.2024
Börse Stuttgart
Dr Maximilian ZimmererDBAG shares/
DE000A1TNUT7
Acquisition4,00024.2096,800.00none
Member of the Management Board27.8.2024
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition1,06725.4027,101.80none
Member of the Management Board26.8.2024
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition9725.402,463.80none
Member of the Management Board14.8.2024
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition2,83625.4072,034.40none
Member of the Management Board2.7.2024
Xetra
Melanie WieseDBAG shares/
DE000A1TNUT7
Acquisition55525.2013,986.00none
Member of the Management Board2.7.2024
Outside a trading venue
Jannick HuneckeDE000A383PU6Acquisition of newly issued convertible bonds1100,000.00100,000.00none
Person closely associated to Tom Alzin (Member of the Management Board)2.7.2024
Outside a trading venue
TJ Capital Fund SICAV-RAIFDE000A383PU6Acquisition of newly issued convertible bonds50100,000.005,000,000.00none
Member of the Management Board9.2.2024
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition5,00026.10130,500.00none
Member of the Management Board15.12.2023
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation)2,80027.8077,840.00none
Member of the Management Board15.12.2023
Xetra
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation)2,90028.0081,200.00none
Member of the Management Board15.12.2023
Tradegate
Melanie WieseDBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation)3,70027.74102,639.00Purchase in several parts
Member of the Management Board6.12.2023
Outside a trading venue
Tom AlzinDerivative/DE000DW595G6Acquisition100,0000.7979,000.00none
Member of the Supervisory Board7.12.2023 TradegateDr Jörg WulfkenDBAG shares/
DE000A1TNUT7
Acquisition50026.0013,000.00none
Member of the Management Board16.3.2023
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition 5,00026.73133,668.41none
Member of the Management Board3.3.2023
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation)1,65030.7650,751.38none
Member of the Management Board3.3.2023
Xetra
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation)1,65030.8050,827.10none
Person closely associated to Tom Alzin (Member of the Management Board)15.12.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIFDBAG shares/
DE000A1TNUT7
Discretionary order for the acquisition of up to 35,000 shares in the period from 15 December 2022 to 31 December 2022not numberablenot numberablenot numberablenone
Person closely associated to Tom Alzin (Member of the Management Board)16.5.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIFDBAG shares/
DE000A1TNUT7
Discretionary order for the acquisition of up to 30,000 shares in the period from 16 May 2022 to 31 May 2022not numberablenot numberablenot numberablenone
Member of the Management Board22.2.2022
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase1,50034.0051,000.00none
Member of the Management Board21.2.2022
Xetra
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Purchase1,50033.7450,605.70none
Member of the Management Board21.2.2022
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Purchase70033.7823,644.75none
Person closely associated to Tom Alzin (Member of the Management Board)14.2.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIFDBAG shares/
DE000A1TNUT7
Discretionary order for acquisition of up to 60,000 shares at price of up to EUR 38.00 per share and a term from 14 February 2022 until 28 February 2022not numberablenot numberablenot numberablenone
Member of the Management Board20.5.2021
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Purchase3,60034.05122,575.45none
Member of the Management Board20.5.2021
Börse Frankfurt
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Purchase25033.958,487.50none
Member of the Management Board19.5.2021
Xetra
Tom AlzinDBAG shares/
DE000A1TNUT7
Purchase3,90033.79131,797.75none
Member of the Management Board19.5.2021
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase2,00033.5067,000.00Purchase in several parts
Member of the Management Board19.5.2021
Börse Frankfurt
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Purchase7,25033.80245,050.00none
Member of the Management Board3.5.2021
Outside a trading venue
Tom AlzinDBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights6528.001,820.00none
Member of the Management Board3.5.2021
Outside a trading venue
Torsten GredeDBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights7,08028.00198,240.00none
Member of the Management Board3.5.2021
Outside a trading venue
Jannick HuneckeDBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights10028.002,800.00none
Member of the Management Board3.5.2021
Outside a trading venue
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights3,00028.0084,000.00none
Member of the Supervisory Board3.5.2021
Outside a trading venue
Philipp MöllerDBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights25028.007,000.00none
Member of the Management Board21.4.2021
Börse Frankfurt
Tom AlzinSubscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue21.402.80none
Member of the Management Board21.4.2021
Börse Frankfurt
Torsten GredeSubscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue31.404.20none
Member of the Management Board21.4.2021
Börse Frankfurt
Jannick HuneckeSubscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue31.404.20none
Member of the Management Board16.4.2021
Outside a trading venue
Tom AlzinSubscription right
DE000A3E4951
Subscription rights as part of a rights issue262not numberablenot numberablenone
Member of the Management Board16.4.2021
Outside a trading venue
Torsten GredeSubscription right
DE000A3E4951
Subscription rights as part of a rights issue28,323not numberablenot numberablenone
Member of the Management Board16.4.2021
Outside a trading venue
Jannick HuneckeSubscription right
DE000A3E4951
Subscription rights as part of a rights issue403not numberablenot numberablenone
Member of the Management Board16.4.2021
Outside a trading venue
Susanne ZeidlerSubscription right
DE000A3E4951
Subscription rights as part of a rights issue12,000not numberablenot numberablenone
Member of the Supervisory Board16.4.2021
Outside a trading venue
Philipp MöllerSubscription right
DE000A3E4951
Subscription rights as part of a rights issue1,000not numberablenot numberablenone
Member of the Management Board19.3.2020
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase1,00028.8528,850.00Purchase in several parts
Member of the Management Board12.3.2020
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase1,00025.5025,500.00none
Member of the Management Board10.3.2020
Xetra
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00029.4729,469.37Purchase in several parts
Member of the Management Board9.3.2020
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase1,00029.0029,000.00none
Member of the Management Board28.2.2020
Xetra
Dr Rolf ScheffelsDBAG shares/
DE000A1TNUT7
Purchase1,81032.7859,330.00Purchase in several parts
Member of the Management Board28.2.2020
Xetra
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00032.2732,270.00none
Member of the Management Board26.2.2020
Xetra
Torsten GredeDBAG shares/
DE000A1TNUT7
Purchase5,00034.38171,878.85Purchase in several parts
Member of the Management Board12.8.2019
Tradegate
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00030.5930,592.50Purchase in several parts
Member of the Management Board20.9.2016
Outside a trading venue
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase5,00029.65148,250.00none
Member of the Management Board30.9.2015
Xetra
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00025.0025,000.00none
Member of the Management Board23.9.2015
Xetra
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00027.0027,000.00none
Member of the Management Board29.9.2014
Xetra
Susanne ZeidlerDBAG shares/
DE000A1TNUT7
Purchase1,00021.5021,500.00none
Member of the Management Board17.4.2013
Xetra
Susanne ZeidlerDBAG shares/
550810
Purchase1,00018.0018,000.00none
Member of the Management Board10.10.2008
Xetra
Torsten GredeDBAG shares/
550810
Purchase10,00010.38103,817.84Purchase in several parts
Member of the Management Board19.3.2008
Xetra
Torsten GredeDBAG shares/
550810
Purchase10,00015.76157,611.32Purchase in several parts
Member of the Management Board19.3.2008
Xetra
Dr Rolf ScheffelsDBAG shares/
550810
Purchase10,00015.84158,376.26Purchase in several parts