Managers‘ transactions
Obligations of notification and public disclosure of managers' transactions in financial instruments according to section 19 para. 1 of regulation (EU) no. 596/2014 on market abuse (MAR)
The members of the Board of Management and Supervisory Board of Deutsche Beteiligungs AG, as well as persons closely associated with them, shall notify Deutsche Beteiligungs AG and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments (in particular shares) of Deutsche Beteiligungs AG.
The obligation to notify applies to any subsequent transaction once an aggregate transaction volume of 20,000 euros* has been reached within a calendar year. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.
Relevant transactions have to be notified within three (3) working days of the transaction.
* This de minimis limit applies from 1 January 2020.
Notification and public disclosure of transactions by persons discharging managerial responsibilities pursuant to § 19 MAR (since 3.7.2016; until 2.7.2016 pursuant to § 16 WpHG)
Status | Date and place of trading | First and surname/Company | Security/ ISIN/WKN | Type of transaction | Number | Price in euros | Total amount in euros | Explanation |
---|---|---|---|---|---|---|---|---|
Member of the Management Board | 27.8.2024 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition | 1,067 | 25.40 | 27,101.80 | none |
Member of the Management Board | 26.8.2024 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition | 97 | 25.40 | 2,463.80 | none |
Member of the Management Board | 14.8.2024 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition | 2,836 | 25.40 | 72,034.40 | none |
Member of the Management Board | 2.7.2024 Xetra | Melanie Wiese | DBAG shares/ DE000A1TNUT7 | Acquisition | 555 | 25.20 | 13,986.00 | none |
Member of the Management Board | 2.7.2024 Outside a trading venue | Jannick Hunecke | DE000A383PU6 | Acquisition of newly issued convertible bonds | 1 | 100,000.00 | 100,000.00 | none |
Person closely associated to Tom Alzin (Member of the Management Board) | 2.7.2024 Outside a trading venue | TJ Capital Fund SICAV-RAIF | DE000A383PU6 | Acquisition of newly issued convertible bonds | 50 | 100,000.00 | 5,000,000.00 | none |
Member of the Management Board | 9.2.2024 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition | 5,000 | 26.10 | 130,500.00 | none |
Member of the Management Board | 15.12.2023 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition (in fulfilment of an employment contract-based investment obligation) | 2,800 | 27.80 | 77,840.00 | none |
Member of the Management Board | 15.12.2023 Xetra | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Acquisition (in fulfilment of an employment contract-based investment obligation) | 2,900 | 28.00 | 81,200.00 | none |
Member of the Management Board | 15.12.2023 Tradegate | Melanie Wiese | DBAG shares/ DE000A1TNUT7 | Acquisition (in fulfilment of an employment contract-based investment obligation) | 3,700 | 27.74 | 102,639.00 | Purchase in several parts |
Member of the Management Board | 6.12.2023 Outside a trading venue | Tom Alzin | Derivative/DE000DW595G6 | Acquisition | 100,000 | 0.79 | 79,000.00 | none |
Member of the Supervisory Board | 7.12.2023 Tradegate | Dr Jörg Wulfken | DBAG shares/ DE000A1TNUT7 | Acquisition | 500 | 26.00 | 13,000.00 | none |
Member of the Management Board | 16.3.2023 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition | 5,000 | 26.73 | 133,668.41 | none |
Member of the Management Board | 3.3.2023 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition (in fulfilment of an employment contract-based investment obligation) | 1,650 | 30.76 | 50,751.38 | none |
Member of the Management Board | 3.3.2023 Xetra | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Acquisition (in fulfilment of an employment contract-based investment obligation) | 1,650 | 30.80 | 50,827.10 | none |
Person closely associated to Tom Alzin (Member of the Management Board) | 15.12.2022 Outside a trading venue | TJ Capital Fund SICAV-RAIF | DBAG shares/ DE000A1TNUT7 | Discretionary order for the acquisition of up to 35,000 shares in the period from 15 December 2022 to 31 December 2022 | not numberable | not numberable | not numberable | none |
Person closely associated to Tom Alzin (Member of the Management Board) | 16.5.2022 Outside a trading venue | TJ Capital Fund SICAV-RAIF | DBAG shares/ DE000A1TNUT7 | Discretionary order for the acquisition of up to 30,000 shares in the period from 16 May 2022 to 31 May 2022 | not numberable | not numberable | not numberable | none |
Member of the Management Board | 22.2.2022 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 1,500 | 34.00 | 51,000.00 | none |
Member of the Management Board | 21.2.2022 Xetra | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Purchase | 1,500 | 33.74 | 50,605.70 | none |
Member of the Management Board | 21.2.2022 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Purchase | 700 | 33.78 | 23,644.75 | none |
Person closely associated to Tom Alzin (Member of the Management Board) | 14.2.2022 Outside a trading venue | TJ Capital Fund SICAV-RAIF | DBAG shares/ DE000A1TNUT7 | Discretionary order for acquisition of up to 60,000 shares at price of up to EUR 38.00 per share and a term from 14 February 2022 until 28 February 2022 | not numberable | not numberable | not numberable | none |
Member of the Management Board | 20.5.2021 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Purchase | 3,600 | 34.05 | 122,575.45 | none |
Member of the Management Board | 20.5.2021 Börse Frankfurt | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Purchase | 250 | 33.95 | 8,487.50 | none |
Member of the Management Board | 19.5.2021 Xetra | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Purchase | 3,900 | 33.79 | 131,797.75 | none |
Member of the Management Board | 19.5.2021 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 2,000 | 33.50 | 67,000.00 | Purchase in several parts |
Member of the Management Board | 19.5.2021 Börse Frankfurt | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Purchase | 7,250 | 33.80 | 245,050.00 | none |
Member of the Management Board | 3.5.2021 Outside a trading venue | Tom Alzin | DBAG shares/ DE000A1TNUT7 | Acquisition of shares through exercise of subscription rights | 65 | 28.00 | 1,820.00 | none |
Member of the Management Board | 3.5.2021 Outside a trading venue | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Acquisition of shares through exercise of subscription rights | 7,080 | 28.00 | 198,240.00 | none |
Member of the Management Board | 3.5.2021 Outside a trading venue | Jannick Hunecke | DBAG shares/ DE000A1TNUT7 | Acquisition of shares through exercise of subscription rights | 100 | 28.00 | 2,800.00 | none |
Member of the Management Board | 3.5.2021 Outside a trading venue | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Acquisition of shares through exercise of subscription rights | 3,000 | 28.00 | 84,000.00 | none |
Member of the Supervisory Board | 3.5.2021 Outside a trading venue | Philipp Möller | DBAG shares/ DE000A1TNUT7 | Acquisition of shares through exercise of subscription rights | 250 | 28.00 | 7,000.00 | none |
Member of the Management Board | 21.4.2021 Börse Frankfurt | Tom Alzin | Subscription right DE000A3E4951 | Sale of subscrition rights (remaining fractional amount) as part of a rights issue | 2 | 1.40 | 2.80 | none |
Member of the Management Board | 21.4.2021 Börse Frankfurt | Torsten Grede | Subscription right DE000A3E4951 | Sale of subscrition rights (remaining fractional amount) as part of a rights issue | 3 | 1.40 | 4.20 | none |
Member of the Management Board | 21.4.2021 Börse Frankfurt | Jannick Hunecke | Subscription right DE000A3E4951 | Sale of subscrition rights (remaining fractional amount) as part of a rights issue | 3 | 1.40 | 4.20 | none |
Member of the Management Board | 16.4.2021 Outside a trading venue | Tom Alzin | Subscription right DE000A3E4951 | Subscription rights as part of a rights issue | 262 | not numberable | not numberable | none |
Member of the Management Board | 16.4.2021 Outside a trading venue | Torsten Grede | Subscription right DE000A3E4951 | Subscription rights as part of a rights issue | 28,323 | not numberable | not numberable | none |
Member of the Management Board | 16.4.2021 Outside a trading venue | Jannick Hunecke | Subscription right DE000A3E4951 | Subscription rights as part of a rights issue | 403 | not numberable | not numberable | none |
Member of the Management Board | 16.4.2021 Outside a trading venue | Susanne Zeidler | Subscription right DE000A3E4951 | Subscription rights as part of a rights issue | 12,000 | not numberable | not numberable | none |
Member of the Supervisory Board | 16.4.2021 Outside a trading venue | Philipp Möller | Subscription right DE000A3E4951 | Subscription rights as part of a rights issue | 1,000 | not numberable | not numberable | none |
Member of the Management Board | 19.3.2020 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 28.85 | 28,850.00 | Purchase in several parts |
Member of the Management Board | 12.3.2020 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 25.50 | 25,500.00 | none |
Member of the Management Board | 10.3.2020 Xetra | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 29.47 | 29,469.37 | Purchase in several parts |
Member of the Management Board | 9.3.2020 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 29.00 | 29,000.00 | none |
Member of the Management Board | 28.2.2020 Xetra | Dr Rolf Scheffels | DBAG shares/ DE000A1TNUT7 | Purchase | 1,810 | 32.78 | 59,330.00 | Purchase in several parts |
Member of the Management Board | 28.2.2020 Xetra | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 32.27 | 32,270.00 | none |
Member of the Management Board | 26.2.2020 Xetra | Torsten Grede | DBAG shares/ DE000A1TNUT7 | Purchase | 5,000 | 34.38 | 171,878.85 | Purchase in several parts |
Member of the Management Board | 12.8.2019 Tradegate | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 30.59 | 30,592.50 | Purchase in several parts |
Member of the Management Board | 20.9.2016 Outside a trading venue | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 5,000 | 29.65 | 148,250.00 | none |
Member of the Management Board | 30.9.2015 Xetra | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 25.00 | 25,000.00 | none |
Member of the Management Board | 23.9.2015 Xetra | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 27.00 | 27,000.00 | none |
Member of the Management Board | 29.9.2014 Xetra | Susanne Zeidler | DBAG shares/ DE000A1TNUT7 | Purchase | 1,000 | 21.50 | 21,500.00 | none |
Member of the Management Board | 17.4.2013 Xetra | Susanne Zeidler | DBAG shares/ 550810 | Purchase | 1,000 | 18.00 | 18,000.00 | none |
Member of the Management Board | 10.10.2008 Xetra | Torsten Grede | DBAG shares/ 550810 | Purchase | 10,000 | 10.38 | 103,817.84 | Purchase in several parts |
Member of the Management Board | 19.3.2008 Xetra | Torsten Grede | DBAG shares/ 550810 | Purchase | 10,000 | 15.76 | 157,611.32 | Purchase in several parts |
Member of the Management Board | 19.3.2008 Xetra | Dr Rolf Scheffels | DBAG shares/ 550810 | Purchase | 10,000 | 15.84 | 158,376.26 | Purchase in several parts |